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Regulation, Litigation and Enforcement

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Author :
Release : 2011
Genre : Actions and defenses
Kind : eBook
Book Rating : 508/5 ( reviews)

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Book Synopsis Regulation, Litigation and Enforcement by : Michael Legg

Download or read book Regulation, Litigation and Enforcement written by Michael Legg. This book was released on 2011. Available in PDF, EPUB and Kindle. Book excerpt: While litigation is often considered a last resort for achieving regulatory objectives, its use can have significant impacts on the regulator and regulated entity, and a consequential impact on industry, government and the public. REGULATION, LITIGATION AND ENFORCEMENT examines the procedural aspects of litigation in the regulatory context from the perspective of theory, policy and practice. It considers litigation issues common to all regulatory schemes, such as investigation and information gathering powers, and criminal law aspects of regulatory litigation. The different regulatory regimes are considered together so that they can be compared and contrasted. REGULATION, LITIGATION AND ENFORCEMENT reviews the need for regulation, forms of regulation and techniques of regulation. Pre-litigation steps are covered; coercive investigatory powers examined; and the limitations imposed by privilege discussed.

Global Securities Litigation and Enforcement

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Author :
Release : 2019-01-03
Genre : Law
Kind : eBook
Book Rating : 423/5 ( reviews)

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Book Synopsis Global Securities Litigation and Enforcement by : Pierre-Henri Conac

Download or read book Global Securities Litigation and Enforcement written by Pierre-Henri Conac. This book was released on 2019-01-03. Available in PDF, EPUB and Kindle. Book excerpt: Global Securities Litigation and Enforcement provides a clear and exhaustive description of the national regime for the enforcement of securities legislation in cases of misrepresentation on financial markets. It covers 29 jurisdictions worldwide, some of them are important although their law is not well known. It will be an invaluable resource for academics and students of securities litigation, as well as for lawyers, policy-makers and regulators. The book also provides a comprehensive contribution debate on whether public or private enforcement is preferable in terms of development of securities markets. It will appeal to those interested in the legal origins theory and in comparative securities law, and shows that the classification of jurisdictions within legal families does not explain the differences in legal regimes. While US securities law often serves as a model for international convergence, some of its elements, such as securities class actions, have not been adopted worldwide.

Regulation Versus Litigation

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Author :
Release : 2011-02
Genre : Business & Economics
Kind : eBook
Book Rating : 181/5 ( reviews)

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Book Synopsis Regulation Versus Litigation by : Daniel P. Kessler

Download or read book Regulation Versus Litigation written by Daniel P. Kessler. This book was released on 2011-02. Available in PDF, EPUB and Kindle. Book excerpt: The efficacy of various political institutions is the subject of intense debate between proponents of broad legislative standards enforced through litigation and those who prefer regulation by administrative agencies. This book explores the trade-offs between litigation and regulation, the circumstances in which one approach may outperform the other, and the principles that affect the choice between addressing particular economic activities with one system or the other. Combining theoretical analysis with empirical investigation in a range of industries, including public health, financial markets, medical care, and workplace safety, Regulation versus Litigation sheds light on the costs and benefits of two important instruments of economic policy.

Regulation by Litigation

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Author :
Release : 2009-01-01
Genre : Law
Kind : eBook
Book Rating : 028/5 ( reviews)

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Book Synopsis Regulation by Litigation by : Andrew P. Morriss

Download or read book Regulation by Litigation written by Andrew P. Morriss. This book was released on 2009-01-01. Available in PDF, EPUB and Kindle. Book excerpt: "Examines three major cases in which litigation was used to achieve regulatory ends: the EPA's suit against heavy duty diesel engine manufacturers; asbestos and silica dust litigation by private attorneys; and private and state lawsuits against cigarette manufacturers"--Provided by publisher.

A Securities Regulation, Litigation, and Enforcement Handbook

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Release : 2022-03-15
Genre :
Kind : eBook
Book Rating : 739/5 ( reviews)

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Book Synopsis A Securities Regulation, Litigation, and Enforcement Handbook by : Paul C. Saunders

Download or read book A Securities Regulation, Litigation, and Enforcement Handbook written by Paul C. Saunders. This book was released on 2022-03-15. Available in PDF, EPUB and Kindle. Book excerpt: Securities law is undeniably central to our economy and livelihood, but for many the law can be arcane and opaque. This handbook, written by a litigator who has taught securities law at two law schools, as well as at the Securities and Exchange Commission, will help to lead practitioners, law professors, law students, and even those not schooled in the law, through the maze of American securities. This handy reference text includes guidance on the registration of securities and public offerings, civil and criminal liability, the prohibition of market manipulation and insider trading, as well as the intricacies of securities litigation, class actions, and the arbitration of securities disputes. Among other subjects, it also covers the Foreign Corrupt Practices Act and the current attempts to regulate the sale of cryptocurrencies as securities.

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