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A Securities Regulation, Litigation, and Enforcement Handbook

2022-03-15
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Release : 2022-03-15
Genre :
Kind : eBook
Book Rating : 739/5 ( reviews)

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Book Synopsis A Securities Regulation, Litigation, and Enforcement Handbook by : Paul C. Saunders

Download or read book A Securities Regulation, Litigation, and Enforcement Handbook written by Paul C. Saunders. This book was released on 2022-03-15. Available in PDF, EPUB and Kindle. Book excerpt: Securities law is undeniably central to our economy and livelihood, but for many the law can be arcane and opaque. This handbook, written by a litigator who has taught securities law at two law schools, as well as at the Securities and Exchange Commission, will help to lead practitioners, law professors, law students, and even those not schooled in the law, through the maze of American securities. This handy reference text includes guidance on the registration of securities and public offerings, civil and criminal liability, the prohibition of market manipulation and insider trading, as well as the intricacies of securities litigation, class actions, and the arbitration of securities disputes. Among other subjects, it also covers the Foreign Corrupt Practices Act and the current attempts to regulate the sale of cryptocurrencies as securities.

Global Securities Litigation and Enforcement

2019-01-03 Law
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Release : 2019-01-03
Genre : Law
Kind : eBook
Book Rating : 423/5 ( reviews)

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Book Synopsis Global Securities Litigation and Enforcement by : Pierre-Henri Conac

Download or read book Global Securities Litigation and Enforcement written by Pierre-Henri Conac. This book was released on 2019-01-03. Available in PDF, EPUB and Kindle. Book excerpt: Global Securities Litigation and Enforcement provides a clear and exhaustive description of the national regime for the enforcement of securities legislation in cases of misrepresentation on financial markets. It covers 29 jurisdictions worldwide, some of them are important although their law is not well known. It will be an invaluable resource for academics and students of securities litigation, as well as for lawyers, policy-makers and regulators. The book also provides a comprehensive contribution debate on whether public or private enforcement is preferable in terms of development of securities markets. It will appeal to those interested in the legal origins theory and in comparative securities law, and shows that the classification of jurisdictions within legal families does not explain the differences in legal regimes. While US securities law often serves as a model for international convergence, some of its elements, such as securities class actions, have not been adopted worldwide.

SEC Compliance and Enforcement Answer Book 2015

2015-08-07 Corporation law
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Release : 2015-08-07
Genre : Corporation law
Kind : eBook
Book Rating : 717/5 ( reviews)

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Book Synopsis SEC Compliance and Enforcement Answer Book 2015 by : David M. Stuart

Download or read book SEC Compliance and Enforcement Answer Book 2015 written by David M. Stuart. This book was released on 2015-08-07. Available in PDF, EPUB and Kindle. Book excerpt: SEC Compliance and Enforcement Answer Book 2015 answers hundreds of real-world questions related to the nuances of unique SEC Enforcement procedure, and provides sophisticated insight on the complex and extensive body of federal securities laws. Edited by David M. Stuart (Cravath, Swaine and Moore LLP), this expert Q&A guide compiles the perspectives of leading practitioners from around the country who have previously served in the SEC Enforcement Division, many of whom were in some of the most senior positions in the Division. Leveraging the authors' experience and expertise, SEC Compliance and Enforcement Answer Book 2015 provides nuts and bolts guidance on: - Conducting an effective internal investigation - while the SEC is simultaneously investigating - Responding to SEC requests and subpoenas for documents, interviews, and testimony - Cooperating effectively with SEC staff - The Wells process, negotiating resolutions, and litigating with the SEC - The complexities that arise when criminal and international law enforcement authorities becomes involved in an SEC investigation Additionally, SEC Compliance and Enforcement Answer Book 2015 answers questions on insider trading, accounting and securities fraud, market manipulation and foreign corruption. The Q&A guide also tackles special issues related to investigations of attorneys, accountants, and those identified by whistleblowers.

Securities Litigation and Enforcement

2008 Business & Economics
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Release : 2008
Genre : Business & Economics
Kind : eBook
Book Rating : /5 ( reviews)

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Book Synopsis Securities Litigation and Enforcement by : Donna M. Nagy

Download or read book Securities Litigation and Enforcement written by Donna M. Nagy. This book was released on 2008. Available in PDF, EPUB and Kindle. Book excerpt: Designed to suit a variety of two or three credit courses and seminars, the casebook is being used to teach (1) courses in "securities litigation" that examine litigation topics under the Exchange Act and the Securities Act; (2) courses in "securities enforcement" that center on SEC and criminal enforcement, market manipulation, insider trading, and the professional responsibilities of attorneys and accountants; and (3) more specialized courses or seminars that build around the theme of "current topics in securities litigation."

Securities Litigation and Enforcement

2007 Securities
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Author :
Release : 2007
Genre : Securities
Kind : eBook
Book Rating : 032/5 ( reviews)

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Book Synopsis Securities Litigation and Enforcement by : Joseph Groia

Download or read book Securities Litigation and Enforcement written by Joseph Groia. This book was released on 2007. Available in PDF, EPUB and Kindle. Book excerpt:

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