1# Library to Find Best eBook for Read
Author : Alfred Jaretzki
Release : 1964
Genre : Mutual funds
Kind : eBook
Book Rating : /5 ( reviews)
Book Synopsis Duties and Responsibilities of Directors of Mutual Funds by : Alfred Jaretzki
Download or read book Duties and Responsibilities of Directors of Mutual Funds written by Alfred Jaretzki. This book was released on 1964. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Robert A. Robertson
Release : 2001
Genre : Investment advisors
Kind : eBook
Book Rating : 026/5 ( reviews)
Book Synopsis Fund Governance: Legal Duties of Investment Company Directors by : Robert A. Robertson
Download or read book Fund Governance: Legal Duties of Investment Company Directors written by Robert A. Robertson. This book was released on 2001. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Federal Regulation of Securities Committee
Release : 2006
Genre : Business & Economics
Kind : eBook
Book Rating : 101/5 ( reviews)
Book Synopsis Fund Director's Guidebook by : Federal Regulation of Securities Committee
Download or read book Fund Director's Guidebook written by Federal Regulation of Securities Committee. This book was released on 2006. Available in PDF, EPUB and Kindle. Book excerpt: Written for directors of both open-end investment companies (typically referred to as mutual funds) and closed-end funds, this new Third Edition offers suggestions to assist directors in their roles and obligations. The new edition has been updated to reflect key legal developments that have emerged since the second edition appeared in 2003 including the impact of the Sarbanes-Oxley Act and initiatives undertaken by the SEC in response to the mutual funds scandals occurring in 2003 and 2004.
Author : David M. Butowsky
Release : 1978
Genre : Directors of corporations
Kind : eBook
Book Rating : /5 ( reviews)
Book Synopsis The Investment Company Director by : David M. Butowsky
Download or read book The Investment Company Director written by David M. Butowsky. This book was released on 1978. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Federal Regulation of Securities Committ
Release : 2015
Genre : Business & Economics
Kind : eBook
Book Rating : 652/5 ( reviews)
Book Synopsis Fund Director's Guidebook by : Federal Regulation of Securities Committ
Download or read book Fund Director's Guidebook written by Federal Regulation of Securities Committ. This book was released on 2015. Available in PDF, EPUB and Kindle. Book excerpt: Fund Director's Guidebook, Fourth Edition covers open-end funds (typically referred to as mutual funds), closed-end funds and exchange-traded funds. It is intended to assist directors of investment companies registered under the Investment Company Act of 1940 in fulfilling their responsibilities. Since 2006 when the third edition was published, there have been significant developments affecting funds in the wake of the 2008-2009 financial crisis and the resulting legislation, the Dodd-Frank Act. There also has been increased civil litigation involving funds and their service providers, and a more active role of the SEC and its staff in asserting securities law fund-related violations, including SEC enforcement actions against independent directors brought under the 1940 act's compliance rule. This guidebook provides directors with: an overview of the functions, responsibilities, and potential liabilities of fund directors; information about the structure and operations of the board and its relationship to the investment adviser, the distributor, and others; assistance to directors in discharging their responsibilities; suggestions as to how independent directors can best fulfill their responsibilities; and much more.
