Author : Federal Regulation of Securities Committee
Release : 2006
Genre : Business & Economics
Kind : eBook
Book Rating : 101/5 ( reviews)
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Book Synopsis Fund Director's Guidebook by : Federal Regulation of Securities Committee
Download or read book Fund Director's Guidebook written by Federal Regulation of Securities Committee. This book was released on 2006. Available in PDF, EPUB and Kindle. Book excerpt: Written for directors of both open-end investment companies (typically referred to as mutual funds) and closed-end funds, this new Third Edition offers suggestions to assist directors in their roles and obligations. The new edition has been updated to reflect key legal developments that have emerged since the second edition appeared in 2003 including the impact of the Sarbanes-Oxley Act and initiatives undertaken by the SEC in response to the mutual funds scandals occurring in 2003 and 2004.