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Wiley Series 26 Exam Review 2013 + Test Bank

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Release : 2013-09-03
Genre : Business & Economics
Kind : eBook
Book Rating : 797/5 ( reviews)

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Book Synopsis Wiley Series 26 Exam Review 2013 + Test Bank by : The Securities Institute of America, Inc.

Download or read book Wiley Series 26 Exam Review 2013 + Test Bank written by The Securities Institute of America, Inc.. This book was released on 2013-09-03. Available in PDF, EPUB and Kindle. Book excerpt: The go-to guide to acing the Series 26 Exam! Passing the Investment Company Products/Variable Contracts Limited Principal Qualification Exam (Series 26) qualifies an individual to operate as a principal responsible for supervising and managing a firm and its agents conducting business in open-end mutual funds, variable annuities, and life insurance. The exam covers hiring and qualification, training of representatives, supervision, sales practices, and business processing and recordkeeping rules. A principal must have passed the Series 6 or Series 7 Exams prior to taking the Series 26. Created by the experts at The Securities Institute of America, Inc., Wiley Series 26 Exam Review 2013 arms you with everything you need to pass this long 110-question multiple-choice test.Designed to help you build and fine-tune your knowledge of all areas covered in the exam and toguarantee that you’re prepared mentally and strategically to take the test, it provides: Dozens of examples Assorted practice questions for each subject area covered in the exam Priceless test-taking tips and strategies Helpful hints on how to study for the test, manage stress, and stay focused Wiley Series 26 Exam Review 2013 is your ticket to passing the Series 26 test on the first try—with flying colors! Visit www.wileysecuritieslicensing.com for more information. The Securities Institute of America, Inc. helps thousands of securities and insurance professionals build successful careers in the financial services industry every year. Our securities training options include: Onsite classes Private tutoring Classroom training Interactive online video training classes State-of-the-art exam preparation software Printed textbooks Real-time tracking and reporting for managers and training directors As a result, you can choose a securities training solution that matches your skill level, learning style, and schedule. Regardless of the format you choose, you can be sure that our securities training courses are relevant, tested, and designed to help you succeed. It is the experience of our instructors and the quality of our materials that make our courses requested by name at some of the largest financial services firms in the world. To contact The Securities Institute of America, visit us on the web at www.SecuritiesCE.com or call 877-218-1776.

Wiley Series 26 Exam Review 2013 + Test Bank

Download Wiley Series 26 Exam Review 2013 + Test Bank PDF Online Free

Author :
Release : 2013-09-03
Genre : Business & Economics
Kind : eBook
Book Rating : 762/5 ( reviews)

GET EBOOK


Book Synopsis Wiley Series 26 Exam Review 2013 + Test Bank by : The Securities Institute of America, Inc.

Download or read book Wiley Series 26 Exam Review 2013 + Test Bank written by The Securities Institute of America, Inc.. This book was released on 2013-09-03. Available in PDF, EPUB and Kindle. Book excerpt: The go-to guide to acing the Series 26 Exam! Passing the Investment Company Products/Variable Contracts Limited Principal Qualification Exam (Series 26) qualifies an individual to operate as a principal responsible for supervising and managing a firm and its agents conducting business in open-end mutual funds, variable annuities, and life insurance. The exam covers hiring and qualification, training of representatives, supervision, sales practices, and business processing and recordkeeping rules. A principal must have passed the Series 6 or Series 7 Exams prior to taking the Series 26. Created by the experts at The Securities Institute of America, Inc., Wiley Series 26 Exam Review 2013 arms you with everything you need to pass this long 110-question multiple-choice test.Designed to help you build and fine-tune your knowledge of all areas covered in the exam and toguarantee that you’re prepared mentally and strategically to take the test, it provides: Dozens of examples Assorted practice questions for each subject area covered in the exam Priceless test-taking tips and strategies Helpful hints on how to study for the test, manage stress, and stay focused Wiley Series 26 Exam Review 2013 is your ticket to passing the Series 26 test on the first try—with flying colors! Visit www.wileysecuritieslicensing.com for more information. The Securities Institute of America, Inc. helps thousands of securities and insurance professionals build successful careers in the financial services industry every year. Our securities training options include: Onsite classes Private tutoring Classroom training Interactive online video training classes State-of-the-art exam preparation software Printed textbooks Real-time tracking and reporting for managers and training directors As a result, you can choose a securities training solution that matches your skill level, learning style, and schedule. Regardless of the format you choose, you can be sure that our securities training courses are relevant, tested, and designed to help you succeed. It is the experience of our instructors and the quality of our materials that make our courses requested by name at some of the largest financial services firms in the world. To contact The Securities Institute of America, visit us on the web at www.SecuritiesCE.com or call 877-218-1776.

Wiley Series 65 Exam Review 2013 + Test Bank

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Author :
Release : 2013-11-08
Genre : Business & Economics
Kind : eBook
Book Rating : 487/5 ( reviews)

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Book Synopsis Wiley Series 65 Exam Review 2013 + Test Bank by : The Securities Institute of America, Inc.

Download or read book Wiley Series 65 Exam Review 2013 + Test Bank written by The Securities Institute of America, Inc.. This book was released on 2013-11-08. Available in PDF, EPUB and Kindle. Book excerpt: The Uniform Investment Advisor Law Examination (Series 65) is designed to qualify candidates as investment adviser representatives. Each book is accompanied by an online test bank with 268 questions, organized by chapter. The questions included in the book have been included in this online test bank Topics Covered: Ethics and legal guidelines Investment strategies Investment vehicles Economics and analysis Test: 140 multiple-choice questions, 3 hours to complete the exam. Pre-requisites: A candidate is not required to have any other professional qualifications prior to taking the Series 65 exam, but in order to conduct fee-based securities business, most states require that an agent successfully complete the Series 65, in addition to obtaining a Series 6, 7, or 62 registration.

Wiley Series 7 Exam Review 2013 + Test Bank

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Author :
Release : 2013-06-18
Genre : Business & Economics
Kind : eBook
Book Rating : 908/5 ( reviews)

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Book Synopsis Wiley Series 7 Exam Review 2013 + Test Bank by : The Securities Institute of America, Inc.

Download or read book Wiley Series 7 Exam Review 2013 + Test Bank written by The Securities Institute of America, Inc.. This book was released on 2013-06-18. Available in PDF, EPUB and Kindle. Book excerpt: The go-to guide to acing the Series 7 Exam! The General Securities Representative Examination (Series 7) is an entry-level exam that qualifies individuals for registration with all self-regulatory organizations to trade, promote, and sell all forms of general securities. This intense six-hour test is the must-pass exam for aspiring financial professionals. The exam consists of 250 questions about everything from stocks and stock markets, government securities, municipal and corporate bonds, and options to rules for acquiring customers and handling their accounts, general economic theory, and the rules and regulations of the Securities and Exchange Commission. Created by the experts at The Securities Institute of America, Inc., Wiley Series 7 Exam Review 2013 arms you with what you need to score high on the test and pass the Series 7 Exam. Designed to let you build and fine-tune your knowledge of all areas covered and guarantee that you're prepared mentally and strategically to take the test, it provides: Hundreds of examples 542 practice questions covering each subject area in the exam Priceless test-taking tips and strategies Helpful hints on how to study for the test, manage stress, and stay focused Wiley Series 7 Exam Review 2013 is your ticket to passing the test with flying colors—on the first try—and becoming a registered General Securities Representative. Visit www.wileysecuritieslicensing.com for more information. The Securities Institute of America, Inc., helps thousands of securities and insurance professionals build successful careers in the financial services industry every year. Our securities training options include: Onsite classes Private tutoring Classroom training Interactive online video training classes State-of-the-art exam preparation software Printed textbooks Real-time tracking and reporting for managers and training directors As a result, you can choose a securities training solution that matches your skill level, learning style, and schedule. Regardless of the format you choose, you can be sure that our securities training courses are relevant, tested, and designed to help you succeed. It is the experience of our instructors and the quality of our materials that make our courses requested by name at some of the largest financial services firms in the world. To contact The Securities Institute of America, visit us on the web at www.SecuritiesCE.com or call 877-218-1776.

Wiley Series 24 Exam Review 2013 + Test Bank

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Author :
Release : 2013-07-16
Genre : Business & Economics
Kind : eBook
Book Rating : 800/5 ( reviews)

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Book Synopsis Wiley Series 24 Exam Review 2013 + Test Bank by : The Securities Institute of America, Inc.

Download or read book Wiley Series 24 Exam Review 2013 + Test Bank written by The Securities Institute of America, Inc.. This book was released on 2013-07-16. Available in PDF, EPUB and Kindle. Book excerpt: The FINRA General Securities Principal Qualification Examination (Series 24) is designed to test a candidate’s knowledge of the rules and statutory provisions applicable to the management of a general securities broker-dealer. It qualifies a principal to supervise and manage a firm and its agents, conducting a general securities business. Each book is accompanied by an online test bank with 145 questions, organized by chapter. The questions included in the book have been included in this online test bank Topics Covered: Supervision of Investment Banking, Underwriting & Research Supervision of Trading and Market Making Supervision of Brokerage Office Operations Sales Supervision & General Supervision of Employees Compliance with Financial Responsibility Rules Test: 150 questions; three hours and 30 minutes; candidate must answer 70% of questions correctly to pass. Pre-requisites: A general securities principal must have passed the Series 62 or Series 7 exam prior to taking the Series 24 exam. All candidates must be sponsored by a FINRA member firm to take the series 24 exam.

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