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The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020

2020-11-18
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Release : 2020-11-18
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Kind : eBook
Book Rating : 465/5 ( reviews)

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Book Synopsis The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 by : GREAT BRITAIN.

Download or read book The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 written by GREAT BRITAIN.. This book was released on 2020-11-18. Available in PDF, EPUB and Kindle. Book excerpt: Enabling power: European Union (Withdrawal Agreement) Act 2020, ss. 41 (1) (2). Issued: 18.11.2020. Sifted: -. Made: 17.11.2020. Laid: 18.11.2020. Coming into force: 30.12.2020. Effect: S.I. 2018/1039, 1149, 1184, 1187, 1199, 1201, 1297, 1320, 132, 1394, 1401, 1403; 2019/38, 253, 264, 266, 310, 325, 328, 333, 335, 336, 341, 343, 394, 403, 407, 484, 541, 542, 574, 589, 632, 657, 660, 661, 662, 663, 679, 680, 681, 707, 710, 1010, 1212, 1232, 1233, 1234, 1390 amended. Territorial extent & classification: E/W/S/NI. General

The Financial Services (Consequential Amendments) Regulations 2020

2020-01-31
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Release : 2020-01-31
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Book Rating : 375/5 ( reviews)

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Book Synopsis The Financial Services (Consequential Amendments) Regulations 2020 by : Great Britain

Download or read book The Financial Services (Consequential Amendments) Regulations 2020 written by Great Britain. This book was released on 2020-01-31. Available in PDF, EPUB and Kindle. Book excerpt: Enabling power: European Union (Withdrawal Agreement) Act 2020, s. 41 (1) (5), sch. 5, para. 1 (2). Issued: 31.01.2020. Sifted: -. Made: 27.01.2020. Laid: 28.01.2020. Coming into force: In accord. with reg. 1. Effect: S.I. 2011/99; 2013/1773; 2017/752, 699; 2018/1149, 1184, 1201, 1318, 1320; 2019/266, 325, 341 amended. Territorial extent & classification: E/W/S/NI. General

The Financial Services (Miscellaneous Amendments) (EU Exit) Regulations 2020

2020-07-03
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Release : 2020-07-03
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Kind : eBook
Book Rating : 129/5 ( reviews)

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Book Synopsis The Financial Services (Miscellaneous Amendments) (EU Exit) Regulations 2020 by : Great Britain

Download or read book The Financial Services (Miscellaneous Amendments) (EU Exit) Regulations 2020 written by Great Britain. This book was released on 2020-07-03. Available in PDF, EPUB and Kindle. Book excerpt: Enabling power: European Communities Act 1972, s. 2 (2), sch. 2, para. 1A & European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 03.07.2020. Sifted: -. Made: 29.06.2020. Laid: -. Coming into force: In accord. with reg. 1. Effect: S.I.2013/419, 3116; 2017/692; 2018/1115, 1184, 1403; 2019/253, 266, 403, 541, 657, 680, 707, 926, 1212, 1234 amended. Territorial extent & classification: E/W/S/NI. General. EC note: Regulation (EU) 2017/1129; Commission Delegated Regulation (EU) 2019/819, 820; Regulation (EU) 2019/2088, 2175 amended & Regulation (EU) 2019/1156, 2176 revoked. Supersedes draft S.I. (ISBN 9780111195888) issued 11.05.2020

Financial Services Law Guide

2021-11-30 Law
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Release : 2021-11-30
Genre : Law
Kind : eBook
Book Rating : 795/5 ( reviews)

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Book Synopsis Financial Services Law Guide by : Andrew Haynes

Download or read book Financial Services Law Guide written by Andrew Haynes. This book was released on 2021-11-30. Available in PDF, EPUB and Kindle. Book excerpt: A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing: - Analysis of the various laws and regulations and how they impact on customer relations and retail products - An outline of the protection given to clients' money and the functioning of the prudential requirements - An explanation of the rationale and operation of enforcement procedures - Details of requirements as they apply to professionals who engage in financial services activities as an incidental part of their professional activities - A consideration of recently implemented EU initiatives The fifth edition has been fully updated in line with the post-EU regime and in addition includes updates to: - the new investments and investment activities and the FCA rules and their impact - the FCA authorisation procedures and their impact - the approved persons regime - the rules and, in particular, their applications in relation to retail products and customer relations - the rules in relation to professionals as well as coverage of: - the EU Market Abuse Regulation - 4th and 5th Money Laundering Directives in their UK form including additional examples of enforcement actions and prosecutions and the lessons to be learned - new case law in relation to enforcement and the lessons learned Covering the latest developments, this valuable text is set out in the context of common practice and is indispensable for those working within or otherwise associated with the financial services industry, namely lawyers, compliance officers, auditors, financial advisers, consultants, academics and students.

Money Laundering Compliance

2023-07-31 Law
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Release : 2023-07-31
Genre : Law
Kind : eBook
Book Rating : 976/5 ( reviews)

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Book Synopsis Money Laundering Compliance by : Tim Bennett

Download or read book Money Laundering Compliance written by Tim Bennett. This book was released on 2023-07-31. Available in PDF, EPUB and Kindle. Book excerpt: What is Money Laundering ('ML')? How has the definition of ML expanded in recent years? Where does AML law and regulation come from? When must I report any 'suspicion'? Money Laundering Compliance is designed as a detailed reference source both on legal and technical details, as well as practical and procedural points. It provides a technical and practical overview of AML/CFT provisions in the UK and other key international jurisdictions including: - Bahamas - Bermuda - Cayman Islands - Guernsey - Isle of Man - Jersey - Singapore - Switzerland - United States The Fourth Edition has been completely revised in line with recent legislation and case law, with other key areas of change including: - The impact of Brexit on the UK's position vis-a-vis EU Law, and in particular in relation to the EU Money Laundering Directives covering AML/CFT matters - 'Economic Substance' requirements in key jurisdictions - A new chapter on FinTech, the host of AML/CFT RegTech websites/Mobile Apps, and the introduction of new methods of CDD verification - A new chapter on crypto assets and regulation - Current sanctions against defined Russian Oligarchs - The general prohibition against the provision of trust and company services to certain 'Russian-connected' trusts This essential resource ensures that finance professionals, private bankers, lawyers, trust and estate practitioners, regulators, compliance officers and other advisers remain up to date with this increasingly complex and crucial area of law. This title is included in Bloomsbury Professional's Banking and Finance online service.

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