1# Library to Find Best eBook for Read
Author : David Michael Berman
Release : 2017
Genre : Financial services industry
Kind : eBook
Book Rating : 860/5 ( reviews)
Book Synopsis Senior Individual Accountability in the Financial Services Arena by : David Michael Berman
Download or read book Senior Individual Accountability in the Financial Services Arena written by David Michael Berman. This book was released on 2017. Available in PDF, EPUB and Kindle. Book excerpt:
Author : David Berman
Release : 2014-11-26
Genre :
Kind : eBook
Book Rating : 882/5 ( reviews)
Book Synopsis Senior Individual Accountability in the UK Financial Services Environment by : David Berman
Download or read book Senior Individual Accountability in the UK Financial Services Environment written by David Berman. This book was released on 2014-11-26. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Stacey English
Release : 2018-11-23
Genre : Law
Kind : eBook
Book Rating : 223/5 ( reviews)
Book Synopsis Conduct and Accountability in Financial Services by : Stacey English
Download or read book Conduct and Accountability in Financial Services written by Stacey English. This book was released on 2018-11-23. Available in PDF, EPUB and Kindle. Book excerpt: Are you fully prepared for the implementation of the Senior Managers and Certification Regime across financial services firms and the related regulatory scrutiny on conduct and accountability? The 2008 financial crisis sparked major changes in global financial services regulation with attention and resources focused on the behaviour of firms and senior individuals and how they conduct their business. Regulatory reforms have been designed and implemented globally to address accountability and conduct in financial services. In the UK this has resulted in the Senior Managers and Certification Regime (SM&CR) being implemented across all FSMA-regulated firms. Conduct and Accountability in Financial Services: A Practical Guide provides comprehensive and expert guidance on how best to implement and comply with the SM&CR. In addition to acting as a guide to rule book requirements and regulatory expectations, it provides an in-depth look at the implications of the global focus on culture and conduct risk. A must-read text for all staff in UK financial services firms, professional associations, industry bodies, regulators, academics and advisers to financial services organisations, it covers: The context and regulatory basis for SM&CR including an overview of the development and roll-out of the regime Analysis of key changes from the previous 'approved person' approach Practical considerations for HR, internal audit and non-executive directors The increasing role of culture and conduct risk A practical overview of enforcement, penalties and learning lessons from enforcement actions Overarching principles of how to manage personal regulatory risk Regulatory relationship management The impact of technology An overview of related global developments Appendices with timeline, bibliography and a selection of other useful sources for senior managers Conduct and Accountability in Financial Services: A Practical Guide is on the syllabus reading list for the Regulation and Compliance exam offered by the Chartered Institute of Securities and Investments.
Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Financial Institutions and Consumer Protection
Release : 2013
Genre : Bank examination
Kind : eBook
Book Rating : /5 ( reviews)
Book Synopsis Outsourcing Accountability? by : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Financial Institutions and Consumer Protection
Download or read book Outsourcing Accountability? written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Financial Institutions and Consumer Protection. This book was released on 2013. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Mike Evans
Release : 2017-01-17
Genre : Business & Economics
Kind : eBook
Book Rating : 097/5 ( reviews)
Book Synopsis Achieve with Accountability by : Mike Evans
Download or read book Achieve with Accountability written by Mike Evans. This book was released on 2017-01-17. Available in PDF, EPUB and Kindle. Book excerpt: ACCOUNTABILITY IS THE CATALYST THAT IGNITES: Accelerated Change, Robust Employee Engagement, Intensified Ownership, Relentless Perseverance, Impeccable Alignment, and propels individuals, teams and organizations to desired results. Accountability crumbles silos, boosts teamwork and collaboration, strengthens camaraderie, creativity, resiliency, agility, trust, and communication Achieve with Accountability presents a recipe for awakening the whatever it takes attitude to achieve what matters most to individuals, teams and organizations. Discover how to transform accountability into a positive, engaging and forward looking experience that will secure your position in the new world of work. Learn how to kick-start a revolution that will blast your team or organization to new heights of success. We are in a brawl with no rules, where the fast, flexible and agile will eat and spit out the slow, over-thinking and complacent. When you relinquish accountability you place your future in the hands of other people or events. It's only by taking accountability and ownership for our circumstances that we can achieve what matters most. Embrace the accountability fundamentals that have helped individuals, teams and organizations for years to achieve and exceed what matters most. With the world coming at us fast and furious every day, it's easy to feel like you've lost control of your own life, your team or your organization. By choosing to take and lead accountability you reclaim control and are able to direct your own destiny. Develop the agility, flexibility and resiliency to adapt and thrive during constant change Foster a can-do, resolute, solutions focus in the face of difficult challenges, obstacles and barriers Eradicate the blame-game and vanquish excuse-making that stifles peak performance Shed feelings of disarray, discomfort, apathy, entitlement, indifference and despair Take control over your circumstances and achieve what matters most Unleash voluntary contributions of discretionary performance that is often left untapped in individuals, teams and organizations Establish unshakable trust and credibility Accountability is a current that feeds into the slipstream of success. Your performance, your decisions, and your results are all your responsibility; when you operate from that premise, magic happens. Achieve with Accountability shows you how to nourish that can-do mindset, so you can begin to achieve what matters most.
