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Investment Management Regulation

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Author :
Release : 1998
Genre : Business & Economics
Kind : eBook
Book Rating : /5 ( reviews)

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Book Synopsis Investment Management Regulation by : Tamar Frankel

Download or read book Investment Management Regulation written by Tamar Frankel. This book was released on 1998. Available in PDF, EPUB and Kindle. Book excerpt:

Investment Management Law and Regulation

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Author :
Release : 2004-01-01
Genre : Law
Kind : eBook
Book Rating : 483/5 ( reviews)

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Book Synopsis Investment Management Law and Regulation by : Harvey E. Bines

Download or read book Investment Management Law and Regulation written by Harvey E. Bines. This book was released on 2004-01-01. Available in PDF, EPUB and Kindle. Book excerpt: In its First Edition, this classic treatise called attention to the duty of reasonable care, the duty of loyalty and the public duty of fiduciaries to the marketplace. Grounded in the idea that prudent investing is to be defined by professional practices accepted as appropriate at the time of investment by the management, thereby permitting such practices to adapt to changing conditions and insights, the field of investment management law and regulation has at its center the goal of a common standard of care for investment.Now in its Second Edition, this definitive guide to investment management law and regulation helps you to profitably adapt to today's new and changing conditions and anticipate tomorrow's regulatory response.Here are just a few of the reasons why Investment Management Law and Regulation will be so valuable to you:Explains and analyzes all the ins and outs of the law, clarifies the complexities, answers your questions, points out pitfalls and helps you avoid themCovers the entire field in one volume, saves you valuable time and effort in finding information and searching through stacks of referencesEnsures compliance with all relevant regulations, makes sure nothing is overlooked, protects you against costly mistakesUpdates you on the latest important changes, tells you what is happening now and what is likely to happen in the future Investment Management Law and Regulation is the only up-to-date volume to offer a comprehensive examination of the field of investment management law, covering everything from financial theory and legal theory to the various aspects of hands-on fund management. It's the only resource of its kind that:Identifies and explains the financial theories that control the development of investment management law across management activitiesGives critical judicial, legislative, and regulatory history that makes recent law and regulation more comprehensibleCovers all areas of regulation governing the activities of investment managers, including marketing, suitability, advisory contacts, fees, exculpation and indemnification, performance, fiduciary obligations, conflicts of interest, best executionProvides the practical tools that help predict more effectively how regulators will respond to new marketplace developments and productsIntegrates investment management law and regulation for all institutional investment managersAnd more Whether you are a manager, broker, banker, or legal counsel, a seasoned professional or just starting out, this treatise will quickly become your most trusted guide through the intricacies of this complex, critical, and closely scrutinized area

Investment Management Regulation, Fifth Edition

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Author :
Release : 2015-09
Genre :
Kind : eBook
Book Rating : 601/5 ( reviews)

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Book Synopsis Investment Management Regulation, Fifth Edition by : Tamar Frankel

Download or read book Investment Management Regulation, Fifth Edition written by Tamar Frankel. This book was released on 2015-09. Available in PDF, EPUB and Kindle. Book excerpt: Investment companies and investment advisory servcies have become a significant part of the financial system. They host and manage most of the retirement assets in this country and have spread their services abroad as well. This case book is designed to prepare students to practice in this area, including sensitizing students to the possible changes in money management and the legal adjustments to these changes. This book deals with the laws governing investment companies: their creation, structure, corporate governance, operations (including the distribution of shares and the management of the portfolios) and dissolution. In particular, this case book focuses on new structures that have evolved in this area, such as ETFs and money market funds. The purpose of this book is to prepare students, and lawyers who are not familiar with the subject area, to provide effective advice. In addition, it focuses on practicing in this area before the Securities and Exchange Commission.

Investment Management Regulation

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Author :
Release : 2019-03-13
Genre :
Kind : eBook
Book Rating : 175/5 ( reviews)

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Book Synopsis Investment Management Regulation by : Joseph A. Franco

Download or read book Investment Management Regulation written by Joseph A. Franco. This book was released on 2019-03-13. Available in PDF, EPUB and Kindle. Book excerpt:

Annual Institute on Investment Management Regulation, 5th

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Author :
Release : 2002
Genre : Corporate governance
Kind : eBook
Book Rating : /5 ( reviews)

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Book Synopsis Annual Institute on Investment Management Regulation, 5th by : Richard M. Phillips

Download or read book Annual Institute on Investment Management Regulation, 5th written by Richard M. Phillips. This book was released on 2002. Available in PDF, EPUB and Kindle. Book excerpt:

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