Author : Rosa Maria Moller
Release : 2001-07
Genre :
Kind : eBook
Book Rating : 599/5 ( reviews)
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Book Synopsis Securities Regulations and Their Effects on Small Businesses by : Rosa Maria Moller
Download or read book Securities Regulations and Their Effects on Small Businesses written by Rosa Maria Moller. This book was released on 2001-07. Available in PDF, EPUB and Kindle. Book excerpt: Describes the regulatory process for private and public securities offerings, emphasizing the impact on small business (SB). Chapters: legal structure for the oversight of offerings and sale of securities; the process by which SB raise capital through private or public markets; evaluation of state merit review regulatory systems; blue-sky laws; merit review vs. full disclosure systems; 5 ways to evaluate merit review systems; Cal. securities registration system; offerings qualified by the Dept. of Corp.; effects of the Cal. merit review system on Cal. bus.; policy options; eliminate or improve the merit review system; change reg1s.; and cooperate with other States and NASAA1s efforts towards uniformity.