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SEC Compliance and Enforcement Answer Book 2015

2015-08-07 Corporation law
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Release : 2015-08-07
Genre : Corporation law
Kind : eBook
Book Rating : 717/5 ( reviews)

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Book Synopsis SEC Compliance and Enforcement Answer Book 2015 by : David M. Stuart

Download or read book SEC Compliance and Enforcement Answer Book 2015 written by David M. Stuart. This book was released on 2015-08-07. Available in PDF, EPUB and Kindle. Book excerpt: SEC Compliance and Enforcement Answer Book 2015 answers hundreds of real-world questions related to the nuances of unique SEC Enforcement procedure, and provides sophisticated insight on the complex and extensive body of federal securities laws. Edited by David M. Stuart (Cravath, Swaine and Moore LLP), this expert Q&A guide compiles the perspectives of leading practitioners from around the country who have previously served in the SEC Enforcement Division, many of whom were in some of the most senior positions in the Division. Leveraging the authors' experience and expertise, SEC Compliance and Enforcement Answer Book 2015 provides nuts and bolts guidance on: - Conducting an effective internal investigation - while the SEC is simultaneously investigating - Responding to SEC requests and subpoenas for documents, interviews, and testimony - Cooperating effectively with SEC staff - The Wells process, negotiating resolutions, and litigating with the SEC - The complexities that arise when criminal and international law enforcement authorities becomes involved in an SEC investigation Additionally, SEC Compliance and Enforcement Answer Book 2015 answers questions on insider trading, accounting and securities fraud, market manipulation and foreign corruption. The Q&A guide also tackles special issues related to investigations of attorneys, accountants, and those identified by whistleblowers.

Environmental Enforcement

2007 Environmental law
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Release : 2007
Genre : Environmental law
Kind : eBook
Book Rating : 333/5 ( reviews)

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Book Synopsis Environmental Enforcement by : Joel A. Mintz

Download or read book Environmental Enforcement written by Joel A. Mintz. This book was released on 2007. Available in PDF, EPUB and Kindle. Book excerpt: This casebook is now availabe in paperback. To view the 2012 update supplement, click here. Environmental Enforcement is the first casebook devoted exclusively to environmental enforcement issues. Perfect for a specialized course or seminar, or as a supplement to existing survey courses, the book provides in-depth coverage of this emerging and dynamic field. Although literally thousands of attorneys in government, private practice, and public interest organizations are involved in environmental enforcement in all or nearly all of their practice, this subject too often receives only cursory treatment in traditional texts. This book introduces future lawyers to the full range of legal issues and practical challenges they will face when handling environmental enforcement cases. The book begins with an examination of the theories underlying the various models of environmental enforcement and the appropriate roles of the federal and state governments in enforcement. It then contains chapters on government investigative authorities and administrative, civil, criminal, and citizen enforcement. There also is a lengthy chapter devoted to the specialized issues arising in Superfund enforcement. The book then examines the burgeoning area of compliance incentives and assistance programs, and also discusses alternative enforcement strategies, such as permit bars, public spotlighting techniques, and common law theories. Problem exercises appear throughout the book.

Private Enforcement of European Competition and State Aid Law

2020-01-09 Law
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Release : 2020-01-09
Genre : Law
Kind : eBook
Book Rating : 10X/5 ( reviews)

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Book Synopsis Private Enforcement of European Competition and State Aid Law by : Ferdinand Wollenschläger

Download or read book Private Enforcement of European Competition and State Aid Law written by Ferdinand Wollenschläger. This book was released on 2020-01-09. Available in PDF, EPUB and Kindle. Book excerpt: Private Enforcement of European Competition and State Aid Law Current Challenges and the Way Forward Edited by: Ferdinand Wollenschläger, Wolfgang Wurmnest & Thomas M.J. Möllers The overlapping European Union (EU) regimes of competition law and State aid law both provide mechanisms allowing private plaintiffs to claim compensation for losses or damages. It is thus of significant practical value to provide, as this book does, analysis and guidance on achieving enforcement of such claims, written by renowned authorities in the two fields. The book examines the two areas of law both from an EU perspective and from the perspectives of private enforcement in France, Germany, Italy, the Netherlands, Spain and the United Kingdom. In country reports for these major jurisdictions, as well as in more general and comparative chapters, the authors focus on such issues as the following: impediments to private enforcement; which entity is liable for damages; binding effect of decisions of competition authorities; limitation of actions; collective actions and pooling of claims; enforcement of the standstill obligation (Article 108(3) TFEU); remedies and information deficits; cooperation and coordination between national courts and the European Commission; transposition of the so-called Damages Directive (Directive 2014/104/EU) by the EU Member States; extent to which the strengthening of private enforcement of competition law has a spillover effect on State aid law; and prospects for harmonisation of State aid law. A concluding section identifies enforcement deficits and proposes ways to improve the existing legal framework. As an in-depth assessment of key obstacles and best practices in private enforcement actions, this highly informative and practical volume facilitates choice of the best forum for competition and State aid law cases. Academics and practitioners engaged with this important area of European law will appreciate the authors’ awareness of the economic need and legal particularities which could generate an effective European system of private enforcement of legitimate claims under EU competition and State aid law.

Issues and Cases in Law Enforcement

2010 Political Science
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Release : 2010
Genre : Political Science
Kind : eBook
Book Rating : 293/5 ( reviews)

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Book Synopsis Issues and Cases in Law Enforcement by : James J. Vardalis

Download or read book Issues and Cases in Law Enforcement written by James J. Vardalis. This book was released on 2010. Available in PDF, EPUB and Kindle. Book excerpt: Law enforcement and community concerns continue to change and become more challenging for police personnel. The actions of police officers at the time of an event and their response to crime problems have a direct correlation to the successful prosecution of the offender. Law enforcement officers must use all available resources in order to develop the skills and the ability to analyze and understand complex materials and investigations. Issues and Cases in Law Enforcement presents a variety of stimulating cases and issues that provoke critical analysis of emerging issues in the field. The cases contained in this text are designed to confront difficult decision-making issues, force officers and students of criminal justice to identify essential information, analyze facts appropriately, identify mistakes, recognize alternatives, choose alternatives, and make reasonable conclusions. The text also incorporates the opportunity for open exploration of these sensitive issues, with an understanding of cultural and racial concerns, and the promotion of a productive discussion regarding critical topics. The complexities of proper case presentation, testimony, and prosecution in today's environment necessitate that law enforcement officers and students of criminal justice have a clear understanding of contemporary dilemmas. This book will enable the officer and students of criminal justice to write clear and comprehensive reports to document complicated events, to clearly articulate intricate details in a court of law, and react appropriately to people with varied problems and perceptions.

Securities Litigation and Enforcement

2008 Business & Economics
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Release : 2008
Genre : Business & Economics
Kind : eBook
Book Rating : /5 ( reviews)

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Book Synopsis Securities Litigation and Enforcement by : Donna M. Nagy

Download or read book Securities Litigation and Enforcement written by Donna M. Nagy. This book was released on 2008. Available in PDF, EPUB and Kindle. Book excerpt: Designed to suit a variety of two or three credit courses and seminars, the casebook is being used to teach (1) courses in "securities litigation" that examine litigation topics under the Exchange Act and the Securities Act; (2) courses in "securities enforcement" that center on SEC and criminal enforcement, market manipulation, insider trading, and the professional responsibilities of attorneys and accountants; and (3) more specialized courses or seminars that build around the theme of "current topics in securities litigation."

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